FDL report

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Mandatory Quarterly FDL Report

Please fill all required the required fields. You can save and continue filling the form later. Don’t forget to submit the form when completed.

Company Name*

Report covering the period from*

to*

Date of company incorporation in the Republic of Vanuatu*

Company registration number:*

Number of investors:*

Amount of funds invested:*

Trades

Number of opened positions (in lots):*

Number of closed positions (in lots):*

Volume of Trades

Volume of products traded (in lots):*

Please Download this spreadsheet to fill and re-upload here.

Max. file size: 50 MB.

Jurisdiction

Enter the volume in percentage for each jurisdiction the product was offered.

Percentage of volume traded in Africa*

Percentage of volume traded in Asia*

Percentage of volume traded in Europe*

Percentage of volume traded in North America*

Percentage of volume traded in Oceania*

Percentage of volume traded in South America*

Total

Please make sure the total of all volume is equal to 100%

Vetting Process

List the integration procedure for each customer. Please, add a line for each procedure.

Details of vetting process of investors and criteria used:*

To add a line, click on the + at the end of the line

Refusals and Reasons for Refusals

List any refusals and your reasons for refusal.

Did you refused to open an account this quarter?*

Yes

Number of refusals:*

Reasons of refusal:*

Registered Agent

Do you need to update the information about your registered agent and their office details?*

Yes

Updated information on registered agent and office details:*

Shareholders and beneficial owners

Do you need to update the information about your shareholders and beneficial owners?*

Yes

Updated information on shareholders and beneficial owners:*

Report on any complaints received from investors

Number of chats requested:*

Number of customers rated your service:*

Number of negative ratings:*

Reasons of negative ratings:*

List the negative reasons. Please, add a line for each different reason.

Thank you for completing your quarterly report

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